Strength of the Weberian bureaucracy
From a sociological point of view, the forest services may
be taken as a very good living example of the classical Weberian bureaucratic
institution (Weber, date uncertain, see Parsons, 1947, ed. 1964, p.324 onwards).
Many of the ingredients of the classical bureaucracy as described by Weber are
a core feature of the forest service. Recruitment is through a competitive exam
from the mass population, with no pandering to any sense of elitism (especially
after independence: older officers, who had served with the British colonials,
have been heard to grumble that the offspring of clerks and schoolmasters were
landing up in the service through the competitive exams, even though they could
not afford to maintain the required genteel lifestyle). The
officer-probationers are put through a rigorous training course (some may even
call it an indoctrination!) in the practice of forestry (albeit of a particular
vintage, the sustained physical yield model), where certain core professional
values and attitudes are inculcated.
The service is highly hierarchical, with even a half year's
seniority calling forth deference from the juniors, while matters of seniority (inter-se within each batch, between
batches and state cadres, and among state and all-India services, etc.),
promotion, award of plum postings, orders of precedence in the districts and
the states, and so on are constant preoccupations throughout the career. Communication
is very linear and formalistic, mostly from top downwards, and there is hardly
any open feedback from the juniors in the service (let alone from lower levels
in the hierarchy, such as range forest officers and section foresters). Actions are
bound by written codes and rule books (in principle, if not always in practice),
there is reluctance to delegate financial and administrative powers, and not
much discretion can be exercised in individual cases. Officers are not free to
travel outside their official jurisdiction, and crossing the lines of authority
in official communications is frowned upon (every missive and report has to be ‘through
proper channel’, although less inhibited individuals do break protocol by
submitting ‘advance copies’ to higher-ups over the heads of their immediate
supervisors).
An even bigger faux-pas would be for an officer to air
divergent views in the media, and mistakes which would have been condoned or
overlooked in the normal course become inexcusable if the officer tries to
justify himself in public. (This is not a special character of the Indian situation,
as the first forest chief in the US, Gifford Pinchot, had to resign precisely
because of airing his views about coal mining in the newspapers in 1910:
see his memoirs, Pinchot 1947).
Such arrangements make for a highly disciplined, cohesive,
temperamentally uniform, and stable institution, but the system cannot be very
nimble in responding to change in the outside environment or unprecedented
challenges. Since such a service cannot easily resist orders from above, it may
tend to be used for good and for bad ends; much depends on the values and objectives
of the leaders in the administration, and of course of the masters (in our
case, the political parties in government).
Because individuals down in the hierarchy find it
difficult to get their views to the top levels, they often use other avenues,
such as third party ‘interlocutors’, lobbyists, NGOs, and more dangerously,
politicians. Too much of this type of activity leads over time to disruption of
discipline, erosion of authority, and weakening of the institutional values,
which makes the service prone to being used for other than the public good.
The forest service in British India and
its influence worldwide
The British set up the Imperial Forest Service in India soon after the take-over of the administration by the Crown following the Sepoy Mutiny or the First War of
Independence; the first Inspector General of Forests in India , Dr.Dietrich Brandis, served
from 1864 to 1883. Training of the superior forest officers was carried out at various places: initially (from
the first batch of seven appointees in 1869, which included an Indian, Framjee
Rustomjee Desai) at Nancy (France) and Hanover (Germany), with an interlude in
1870 at St.Andrews University in Scotland; from 1886 at Cooper’s Hill College
in England under Sir William Schlich, then from 1905 to 1925 at Oxford,
Cambridge and Edinburgh. Forestry training was set up in India after the World
War I, along with increasing induction of Indians: in 1926, official recognition
was given to the Indian Forest Service Training College, and training was conducted
up to 1932 under the supervision of the Imperial Forest Research Institute at
Dehradun, in the Chandbagh estate which is now the famous Doon School (all
these details, and more, are from the outstanding publication of the IGNFA,
2012).
Interestingly, the pattern of the Indian forest service was so positively perceived that it has influenced other, even advanced, countries (Barton, 2002). As recounted by Brandis (1897, repr. 1994, p.60), these consultancy reports (as they would be called today) were summarized in the FRI journal Indian Forester, and hence available to the larger body of commonwealth foresters. Some of these were: Major Walker’s report on New Zealand forests in 1876, Thompson’s report on Mauritius (1880), Vincent’s on Ceylon (now Sri Lanka) in 1882, Dobbs’ appointment in 1882 “to the charge of the forests in Cyprus”, and Hutchins in the forest department of the Cape of Good Hope (ibid.).
Erosion of autonomy – forest service in USA
and India
compared
The US Bureau of Forestry took charge of the public
forests only by the end of the century, and the US Forest Service was set up only
in 1905, after a supportive President (Theodore Roosevelt)
took office, Theodore Roosevelt (introductory chapter by Miller and Sample in Pinchot, 1947, ed. 1998). The first forest chief, Gifford Pinchot, had been to some of the same institutions in Europe for his basic training in forestry as the Indian Forest Service had resorted to (such as L’Ecole National Forestiere atNancy , France ). Pinchot made it a point to visit the retired Brandis (and Schlich) in
Europe in the fall of 1889 when he had commenced his forestry training, and in
fact looked up to Brandis as his teacher and mentor. The familiar strategy of
vesting control of the public (national) forests under a federally-controlled
bureaucracy (the forest service) in the interest of their long-term sustainable
management, was fostered under Pinchot’s charge.
took office, Theodore Roosevelt (introductory chapter by Miller and Sample in Pinchot, 1947, ed. 1998). The first forest chief, Gifford Pinchot, had been to some of the same institutions in Europe for his basic training in forestry as the Indian Forest Service had resorted to (such as L’Ecole National Forestiere at
The US Forest Service (USFS) has been given half a chapter
to itself in Fukuyama ’s treatise on the state (Fukuyama ,
2014, Chapter 11), where it is lauded as a successful – and, in the US , rare -- example of “the possibilities that
exist for high-quality government and genuinely autonomous bureaucracy” (Fukuyama , op. cit.). The
USFS case is held up by Fukuyama as a contrast to the largely privately
developed American railroads, which veered between too little regulation in the
initial decades (and market failures in meeting the requirements) and too much
regulation in later decades that led to their bankruptcy in the 1970s. (Wolmar, 2009, is an accessible and passionate account of the vital role that development of railways played in enriching – and destroying – countries and cultures, in civil conflict, in the two world wars, and in underpinning “nothing less than the spread of modernity and the making of the modern world”). The
railroads case demonstrates how difficult it is “to create a government agency
subservient to democratic will but at the same time sufficiently autonomous and
free from capture by powerful interests” (Fukuyama, op. cit.), which makes the
Forest Service case all the more impressive.
The USFS, which today manages over 200 million acres of
national forest (80 million hectares, mha, or just a little more than the
Indian forest area) “was one of the first federal agencies to protect its
personnel from political patronage”, and recruited its people directly from the
recent graduates in scientific agriculture of the new land-grant colleges, and
thus had “no roots in either the patronage or seed-distribution systems”. Thus,
“In contemporary parlance, this shift in USDA personnel
policy constituted ‘capacity building’. The quality of the bureaucracy was
dependent not just on the higher educational achievements of the new entrants
but also on the fact that these individuals constituted a network of trust and
possessed what has been labeled ‘social capital’… these new officials had
similar backgrounds … and embodied a common belief in modern science and the
need to apply rational methods to the development of rural communities around
the United States. This mind-set over time became the basis for the
organizational ethos of the Agriculture Department and in particular of one of
its key divisions, the U.S. Forest Service.” (Fukuyama , op. cit., p.174)
The US Forest Service was instrumental in reversing the extensive
denudation of America ’s
forests under the accepted culture of expansion and abandonment of settlements.
“The recovery of these lands and their return to productive use was one of the
great achievements of government intervention. The U.S. Forest Service has long
been regarded as one of the most successful American bureaucracies, whose
quality and esprit de corps became legendary… all the more remarkable given the
fact that individual forest rangers live in highly dispersed locations, whose
isolation prevents the kind of bonding usually seen in urban organizational
settings” (op. cit., p.175). Fukuyama credits the character of the USFS to the
distinct scientific ethos imparted by its initiator Fernow, and especially to
the first chief, Gifford Pinchot, who “in many ways embodied Max Webers’s
Protestant work ethic”. This completes the circle in our discussion; and, we may add, also
applies to the founding father of the Indian Forest Service, Dietrich Brandis
who was in a way Pinchot’s mentor or guru.
The special character of the US
Forest Service was also enabled by Pinchot’s political adeptness, his close
friendship with president ‘Teddy’ Roosevelt, and his public relations success in
getting it transferred to the Agriculture Department, away from the previous
home in the Department of the Interior. That organization had a completely
different ethos, staffed as it was “by lawyers and accountants, with no
expertise in forest management”, who “regarded their mission primarily as
servicing the interests of private developers who wanted access to or ownership
of public lands”. But it was “politically very popular with western politicians
and businessmen” (op. cit., p.177), who scoffed at the foresters as idealistic
and impractical.
Pinchot’s national forests were not given to him on a platter of popular
and Congressional support, but won in the face of strong opposition and
resistance from various political and commercial interests (such as the
livestock and mining lobbies), by some fast official action and able persuasion
of the chief executive, Roosevelt. Some of these qualities were no doubt
reflected in the (foreign) founders of India’s forest service, and also in the
Indian forester Hari Singh (FRI Dehradun, 2010), who was Inspector-General of
Forests during the premiership of Indira Gandhi and had similarly caught her
ear, leading to the restitution of the Indian Forest Service as an All-India
Service, among other actions in the cause of forest conservation (Gandhi, 2009).
However, the very strengths of internal discipline and
being true to professional values of this type of bureaucracy may become a
liability as social conditions change, as it may persist in doing things the
old, officially acceptable way far past the ‘use by’ date. According to Fukuyama , “interest-group politics” ended up
infecting even the US Forest Service. Once “the shining example of a
high-quality American bureaucracy”, it had by the 1980s come to be “regarded by
many observers as a highly dysfunctional bureaucracy performing an outmoded
mission with the wrong tools” (Fukuyama ,
2014, Chapter 31: pp.455-56). The service had been captured by its different
constituencies: although “still staffed by professional foresters, many highly
dedicated to the agency’s mission”, it has “lost a great deal of the autonomy
it won under Pinchot” (op. cit.). It operates under “multiple and often contradictory mandates
from Congress and the courts” (and, we may add, the media, local pressure
groups, and public sentiments), while “achieving questionable aims” (ibid.). For
instance, it devoted so much time and resources to preventing forest fires,
that it lost sight of other valid responsibilities and of the bigger ecological
picture of fires and forests (p.457), leading to an over-accumulation of inflammable
material and consequent rise of larger, uncontrollable fires .
In India, luckily, thanks to the still broad front
presented in the training, the forest profession has been aware that a
recurring series of small fires (what are called ‘ground fires’) serves to
reduce the inflammable material (the ‘fire hazard’), thereby making the
incidence of massive conflagrations (‘crown fires’) less likely, and may thus
be the lesser of the evils. Indian foresters undertake ‘advance burns’ of the
ground with the withdrawal of the cold season, so that the forest is
‘fire-proofed’ over the hot and dry months before the onset of the monsoon in
June or later. Fire protection was an obsession even with the British colonial
forest departments, with officers required to spend months in the field,
marching (or, earlier, riding) from camp to camp for months together without
returning to headquarters during the ‘fire season’ (Brandis, op. cit., p.124).
There have been, fortunately, few if any incidences of the type of forest fires one sees in the US or southeast
Asia during recent decades, partly because of the fire protection measures,
partly because fallen material is usually removed by fuelwood collectors, and
partly because of heightened cooperation and consciousness among the villagers
due to the programme of Joint Forest Management (JFM) since the 1990s (or
earlier in some places). (This was
written some days before the spate of fires in some 2000 hectares of pine
forest in Uttarakhand that seemed to have achieved alarming proportions, with
newspapers calling for the disaster recovery protocols to meet the unprecedented
threat to human life and property. See e.g. The Hindu newspaper, 3 May, 2016).
At the same time, generations of Indian foresters have
been vigilant about maintaining the autonomy of the service, in the face of
strong pressures from diverse interests ranging from the pro-industrial lobby
on the right, through the wildlife tourism lobby that sees the department as
the bone in the kebab and would like to hand over the best areas to the private
tour operator (Thapar, 2015), to vigorous public campaigns by the leftist
interests who would initiate the fall of the bourgeois state with the forest
department. So hostile are the latter interest group (and their intellectual
advocates), that to them it appears that the forest service is actually ignoring
the political agenda of distributing the forests to the needy (Lele, Epilogue,
in Lele and Menon, 2014: p.405 and fn 3 on p.411).
Indian foresters, on the other hand, probably fell into a
rut of another description: the obsession with ‘production forestry’. The consequences
of this single-minded pursuit of maximum physical productivity or ‘progressive
sustained yield’ has been a growing disconnect with the general public opinion,
rather analogous to the case of the USFS portrayed by Fukuyama. This orientation
was aided and abetted by the pride of place given to economic criteria during
the decades after independence, and especially by the scathing indictment of
the ‘conservative’ sustained yield principle in favour of ‘financial rotations’
and ‘progressive yield’ by such eminent economists as Samuelson and Hirshleifer
in the United States (Dilip Kumar, 1992).[1]
In the following section, this question of the
people-forest interaction will be explored in greater detail.
[1] In addition to this old
paper based on my Ph.D. thesis, available also at https://www.academia.edu/11037853/Economic_analysis_and_the_question_of_sustained_yield_in_forestry,
see the more recent web article ending with http://forestmatters.blogspot.com/2015/02/13-applying-economic-analysis-to.html
as well as the downloadable pdf file of the full article posted at https://www.academia.edu/11136437/Applying_Economics_to_Sustained_Yield_Forestry_Why_foresters_dont_listen_to_social_scientists
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